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The Public Disciplinary History field below refers to a historical record of all public disciplines, with the exception of suspensions that were final prior to October 6, 2012. By moving the mouse over the “Yes” or “No” in this field, a pop-up box will provide further details. Nothing contained in this search implies that the certificant(s) has(have) been continuously certified from the initial certification date until the present.

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Mr. Andrew Chan, CIMA(R)
Locker Financial Services LLC
550 Cochituate Rd, Ste 25, East Wing
Framingham, MA 01701
Public Disciplinary History: No
Initial CIMA Certification Date: 01/05/2009
CIMA Certification Expiration Date: 12/31/2022
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If an individual has a "yes"their disciplinary history field, additional information surrounding public disciplinary actions reported on said individual(s) on this page and/or in any pop-up box may be requested in writing by clicking here.